1.61 0.13 (8.78%)

71.35% Fall from 52W High

3,458 XNAS Volume

XNAS 25 Mar, 2025 4:00 PM (EDT)

Board Meeting
The next board meeting for Alaunos Therapeutics Inc is on 01 Apr 2025 for the purpose of Alaunos Therapeutics Inc Annual Report for 2024 See details


Insider Trading disclosures for Alaunos Therapeutics Inc

The latest disclosure was made by Jaime Vieser in Alaunos Therapeutics Inc where a trade of 818 Common Stock done at an average price of $2 was reported to US exchanges on Dec. 31, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Jaime Vieser Director Sale of securities on an exchange or to another person at price $ 2.00 per share. 31 Dec 2024 818 25,894 (0%) 0% 2 1,636 Common Stock
Jaime Vieser Director Sale of securities on an exchange or to another person at price $ 2.01 per share. 31 Dec 2024 2,182 26,712 (0%) 0% 2.0 4,386 Common Stock
Ferdinand Groenewald VP, Finance Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Aug 2024 1,500 1,500 - - Employee Stock Option (right to buy)
Melinda Lackey Legal & Administration Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Aug 2024 1,500 1,500 - - Employee Stock Option (right to buy)
Robert J Hofmeister Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2024 12,800 12,800 - - Employee Stock Option (right to buy)
Jaime Vieser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2024 12,800 12,800 - - Employee Stock Option (right to buy)
Holger Weis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2024 19,200 19,200 - - Employee Stock Option (right to buy)
Holger Weis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2024 4,524 4,524 - - Employee Stock Option (right to buy)
Robert W. Postma Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2024 12,800 12,800 - - Employee Stock Option (right to buy)
Curtis Dale Hogue Director, Interim CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2024 600,000 600,000 - - Employee Stock Option (right to buy)
Dale Curtis Hogue Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2023 150,000 150,000 - - Employee Stock Option (right to buy)
Curtis Dale Hogue Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2023 41,667 41,667 - - Employee Stock Option (right to buy)
James Z. Huang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2023 100,000 100,000 - - Employee Stock Option (right to buy)
Mary T. Thistle Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2023 100,000 100,000 - - Employee Stock Option (right to buy)
Robert J Hofmeister Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2023 100,000 100,000 - - Employee Stock Option (right to buy)
Jaime Vieser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2023 100,000 100,000 - - Employee Stock Option (right to buy)
Holger Weis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2023 100,000 100,000 - - Employee Stock Option (right to buy)
Robert W. Postma Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2023 100,000 100,000 - - Employee Stock Option (right to buy)
Robert J Hofmeister Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2023 150,000 150,000 - - Employee Stock Option (right to buy)
Robert J Hofmeister Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2023 16,667 16,667 - - Employee Stock Option (right to buy)
Kevin S. Boyle Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Mar 2023 1,800,000 1,800,000 - - Employee Stock Option (right to buy)
Michael Wong Vice President, Finance Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Mar 2023 125,000 125,000 - - Employee Stock Option (right to buy)
Melinda Lackey See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Mar 2023 200,000 200,000 - - Employee Stock Option (right to buy)
Drew Deniger See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Mar 2023 125,000 125,000 - - Employee Stock Option (right to buy)
Abhishek K Srivastava See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Mar 2023 125,000 125,000 - - Employee Stock Option (right to buy)
Jaime Vieser Director Purchase of securities on an exchange or from another person at price $ 0.65 per share. 29 Nov 2022 1,250,000 1,250,000 (0%) 0% 0.7 812,500 Common Stock
Robert W. Postma Director Purchase of securities on an exchange or from another person at price $ 0.65 per share. 29 Nov 2022 750,000 5,000,000 (2%) 0% 0.7 487,500 Common Stock
Michael Wong VP, Finance Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Sep 2022 50,000 50,000 - - Employee Stock Option (right to buy)
Melinda Lackey Senior Vice President, Legal Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Sep 2022 185,000 185,000 - - Employee Stock Option (right to buy)
Drew Deniger VP, Research and Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Sep 2022 305,000 305,000 - - Employee Stock Option (right to buy)
Abhishek K Srivastava See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Sep 2022 25,000 25,000 - - Employee Stock Option (right to buy)
Kevin S. Boyle Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.41 per share. 30 Aug 2022 18,750 866,250 (0%) 0% 2.4 45,188 Common Stock
Abhishek K Srivastava See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Aug 2022 250,000 250,000 - - Employee Stock Option (right to buy)
James Z. Huang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 100,000 100,000 - - Employee Stock Option (right to buy)
James Z. Huang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 80,000 188,333 (0%) 0% 0 Common Stock
James Z. Huang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 80,000 188,333 (0%) 0% 0 Common Stock
James Z. Huang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 100,000 100,000 - - Employee Stock Option (right to buy)
Christopher Bowden Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 100,000 100,000 - - Employee Stock Option (right to buy)
Christopher Bowden Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 40,000 44,167 (0%) 0% 0 Common Stock
Mary T. Thistle Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 100,000 100,000 - - Employee Stock Option (right to buy)
Mary T. Thistle Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 40,000 45,000 (0%) 0% 0 Common Stock
Mary T. Thistle Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 40,000 45,000 (0%) 0% 0 Common Stock
Mary T. Thistle Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 100,000 100,000 - - Employee Stock Option (right to buy)
Jaime Vieser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 40,000 745,321 (0%) 0% 0 Common Stock
Jaime Vieser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 100,000 100,000 - - Employee Stock Option (right to buy)
Holger Weis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 40,000 160,167 (0%) 0% 0 Common Stock
Holger Weis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 100,000 100,000 - - Employee Stock Option (right to buy)
Robert W. Postma Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 100,000 100,000 - - Employee Stock Option (right to buy)
Robert W. Postma Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 40,000 1,241,870 (0%) 0% 0 Common Stock
Robert W. Postma Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 100,000 100,000 - - Employee Stock Option (right to buy)
Robert W. Postma Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2022 40,000 1,241,870 (0%) 0% 0 Common Stock
Kevin S. Boyle Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2022 2,000,000 2,000,000 - - Employee Stock Option (right to buy)
Eleanor De Groot EVP, Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2022 350,000 350,000 - - Employee Stock Option (right to buy)
Eleanor De Groot EVP, Operations Sale of securities on an exchange or to another person at price $ 1.27 per share. 22 Dec 2021 20,132 237,106 (0%) 0% 1.3 25,568 Common Stock
Melinda Lackey Senior Vice President, Legal Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Dec 2021 370,000 370,000 - - Employee Stock Option (Right to Buy)
Kevin S. Boyle Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 1.40 per share. 16 Nov 2021 9,116 885,000 (0%) 0% 1.4 12,762 Common Stock
Kevin S. Boyle Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 1.40 per share. 16 Nov 2021 884 875,884 (0%) 0% 1.4 1,238 Common Stock
Jaime Vieser Director Purchase of securities on an exchange or from another person at price $ 1.91 per share. 29 Sep 2021 100,000 705,321 (0%) 0% 1.9 191,000 Common Stock
Heidi M. Hagen Director Purchase of securities on an exchange or from another person at price $ 1.76 per share. 02 Sep 2021 23,770 145,889 (0%) 0% 1.8 41,835 Common Stock
Robert W. Postma Director Purchase of securities on an exchange or from another person at price $ 1.73 per share. 02 Sep 2021 54,492 4,250,000 (1%) 0% 1.7 94,271 Common Stock
Robert W. Postma Director Purchase of securities on an exchange or from another person at price $ 1.73 per share. 02 Sep 2021 20,508 1,201,870 (0%) 0% 1.7 35,479 Common Stock
James Z. Huang Director Purchase of securities on an exchange or from another person at price $ 1.71 per share. 01 Sep 2021 100,000 108,333 (0%) 0% 1.7 171,000 Common Stock
Holger Weis Director Purchase of securities on an exchange or from another person at price $ 1.83 per share. 01 Sep 2021 50,000 120,167 (0%) 0% 1.8 91,500 Common Stock
Kevin S. Boyle Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Aug 2021 2,625,000 2,625,000 - - Employee Stock Option (right to buy)
Kevin S. Boyle Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Aug 2021 875,000 875,000 (0%) 0% 0 Common Stock
Raffaele Baffa Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 May 2021 80,645 280,645 (0%) 0% 0 Common Stock
J. Kevin Buchi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 31,250 31,250 - - Stock Option (right to buy)
J. Kevin Buchi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 4,167 4,167 (0%) 0% 0 Common Stock
James Z. Huang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 62,500 62,500 - - Stock Option (right to buy)
James Z. Huang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 8,333 8,333 (0%) 0% 0 Common Stock
Heidi M. Hagen Director, Interim CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 675,000 675,000 - - Employee Stock Option (right to buy)
Heidi M. Hagen Director, Interim CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 90,000 122,119 (0%) 0% 0 Common Stock
Christopher Bowden Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 31,250 31,250 - - Stock Option (right to buy)
Christopher Bowden Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 4,167 4,167 (0%) 0% 0 Common Stock
Robert Hadfield Chief Legal Officer and Sec. Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 43,500 176,819 (0%) 0% 0 Common Stock
Robert Hadfield Chief Legal Officer and Sec. Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 326,250 326,250 - - Employee Stock Option (right to buy)
Mary T. Thistle Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 37,500 37,500 - - Stock Option (right to buy)
Mary T. Thistle Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 150,000 150,000 - - Stock Option (right to buy)
Mary T. Thistle Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 5,000 5,000 (0%) 0% 0 Common Stock
Jill Buck EVP, GM Gene Therapy Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 31,500 231,016 (0%) 0% 0 Common Stock
Jill Buck EVP, GM Gene Therapy Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 236,250 236,250 - - Employee Stock Option (right to buy)
Eleanor De Groot EVP, GM Cell Therapy Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 381,188 381,188 - - Employee Stock Option (right to buy)
Eleanor De Groot EVP, GM Cell Therapy Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 50,825 257,238 (0%) 0% 0 Common Stock
Jaime Vieser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 31,250 31,250 - - Stock Option (right to buy)
Jaime Vieser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 150,000 150,000 - - Stock Option (right to buy)
Jaime Vieser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 4,167 605,321 (0%) 0% 0 Common Stock
Holger Weis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 4,167 70,167 (0%) 0% 0 Common Stock
Holger Weis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 31,250 31,250 - - Stock Option (right to buy)
Holger Weis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 150,000 150,000 - - Stock Option (right to buy)
Robert W. Postma Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 2,500 1,181,362 (0%) 0% 0 Common Stock
Robert W. Postma Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 150,000 150,000 - - Stock Option (right to buy)
Robert W. Postma Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2021 18,750 18,750 - - Stock Option (right to buy)
Kevin G. Lafond SVP, Treasurer & CAO Sale of securities on an exchange or to another person at price $ 3.09 per share. 08 Jan 2021 18,020 63,965 (0%) 0% 3.1 55,682 Common Stock
Robert Hadfield General Counsel and Secretary Sale of securities on an exchange or to another person at price $ 3.12 per share. 08 Jan 2021 26,500 133,319 (0%) 0% 3.1 82,680 Common Stock
Jill Buck EVP, GM Gene Therapy Sale of securities on an exchange or to another person at price $ 3.12 per share. 08 Jan 2021 27,894 199,516 (0%) 0% 3.1 87,029 Common Stock
Laurence James Neil Cooper Director, President and CEO Sale of securities on an exchange or to another person at price $ 2.71 per share. 04 Jan 2021 105,693 1,799,280 (0%) 0% 2.7 286,428 Common Stock
Eleanor De Groot EVP, GM Cell Therapy Sale of securities on an exchange or to another person at price $ 2.72 per share. 04 Jan 2021 21,620 206,413 (0%) 0% 2.7 58,806 Common Stock
J. Kevin Buchi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Oct 2020 146,190 146,190 - - Stock Option (right to buy)
James Z. Huang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jul 2020 119,178 119,178 - - Stock Option (right to buy)
Kevin G. Lafond SVP, Treasurer & CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 18,000 81,985 (0%) 0% 0 Common Stock
Robert Hadfield General Counsel and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 59,100 159,819 (0%) 0% 0 Common Stock
Robert Hadfield General Counsel and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 90,800 90,800 - - Employee Stock Option (right to buy)
Laurence James Neil Cooper Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 171,700 1,904,973 (0%) 0% 0 Common Stock
Laurence James Neil Cooper Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 264,200 264,200 - - Employee Stock Option (right to buy)
David Mauney President Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 123,900 123,900 - - Employee Stock Option (right to buy)
David Mauney President Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 80,500 275,778 (0%) 0% 0 Common Stock
Jill Buck EVP, GM Gene Therapy Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 53,700 227,410 (0%) 0% 0 Common Stock
Jill Buck EVP, GM Gene Therapy Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 82,600 82,600 - - Employee Stock Option (right to buy)
Eleanor De Groot EVP, GM Cell Therapy Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 53,700 228,033 (0%) 0% 0 Common Stock
Eleanor De Groot EVP, GM Cell Therapy Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 82,600 82,600 - - Employee Stock Option (right to buy)
Sath Shukla EVP, Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 80,500 80,500 (0%) 0% 0 Common Stock
Sath Shukla EVP, Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2020 123,900 123,900 - - Employee Stock Option (right to buy)
Robert Hadfield General Counsel and Secretary Sale of securities on an exchange or to another person at price $ 4.55 per share. 02 Jan 2020 16,853 100,719 (0%) 0% 4.5 76,681 Common Stock
David Mauney President Sale of securities on an exchange or to another person at price $ 4.55 per share. 02 Jan 2020 22,394 195,278 (0%) 0% 4.6 101,893 Common Stock
Jill Buck EVP, GM Gene Therapy Sale of securities on an exchange or to another person at price $ 4.55 per share. 02 Jan 2020 27,923 173,710 (0%) 0% 4.6 127,050 Common Stock
Eleanor De Groot EVP, GM Cell Therapy Sale of securities on an exchange or to another person at price $ 4.55 per share. 02 Jan 2020 24,890 174,333 (0%) 0% 4.6 113,250 Common Stock
Kevin G. Lafond SVP, Treasurer & CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 48,000 48,000 - - Employee Stock Option (right to buy)
Kevin G. Lafond SVP, Treasurer & CAO Sale of securities on an exchange or to another person at price $ 4.55 per share. 31 Dec 2019 21,570 63,985 (0%) 0% 4.6 98,144 Common Stock
Scott L. Tarriff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 50,562 50,562 - - Stock Option (right to buy)
Elan Ezickson Director Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.72 per share. 31 Dec 2019 40,107 71,887 (0%) 0% 4.7 189,305 Common Stock
Elan Ezickson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 31,780 111,994 (0%) 0% 0 Common Stock
Heidi M. Hagen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 31,780 32,119 (0%) 0% 0 Common Stock
Christopher Bowden Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 50,562 50,562 - - Stock Option (right to buy)
Douglas W. Pagan Director Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.72 per share. 31 Dec 2019 20,054 35,943 (0%) 0% 4.7 94,655 Common Stock
Douglas W. Pagan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 15,890 55,997 (0%) 0% 0 Common Stock
Douglas W. Pagan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 25,281 25,281 - - Stock Option (right to buy)
Scott Braunstein Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 31,780 31,780 (0%) 0% 0 Common Stock
Laurence James Neil Cooper Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 4.88 per share. 27 Dec 2019 110,694 1,733,273 (0%) 0% 4.9 540,187 Common Stock
Laurence James Neil Cooper Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.24 per share. 27 Dec 2019 44,642 1,843,967 (0%) 0% 2.2 99,998 Common Stock
Laurence James Neil Cooper Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Dec 2019 44,642 487,171 - - Employee Stock Option (right to buy)
Kevin G. Lafond SVP, Treasurer & CAO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Nov 2019 11,667 0 - - Employee Stock Option (Right to Buy)
Kevin G. Lafond SVP, Treasurer & CAO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.85 per share. 26 Nov 2019 11,667 97,222 (0%) 0% 2.9 33,251 Common Stock
Kevin G. Lafond SVP, Treasurer & CAO Sale of securities on an exchange or to another person at price $ 5.25 per share. 26 Nov 2019 11,667 85,555 (0%) 0% 5.3 61,252 Common Stock
Christopher Bowden Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Oct 2019 94,031 94,031 - - Stock Option (right to buy)
Sath Shukla EVP, Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2019 400,000 400,000 - - Employee Stock Option (Right to Buy)
Heidi M. Hagen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2019 93,922 93,922 - - Stock Option (right to buy)
James A. Cannon Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 May 2019 15,000 0 - - Stock Option (right to buy)
James A. Cannon Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.70 per share. 07 May 2019 15,000 398,050 (0%) 0% 0.7 10,500 Common Stock
Kevin G. Lafond SVP, Treasurer & CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2019 37,122 85,555 (0%) 0% 0 Common Stock
Kevin G. Lafond SVP, Treasurer & CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2019 58,536 58,536 - - Employee Stock Option (right to buy)
Robert Hadfield General Counsel and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2019 185,391 185,391 - - Employee Stock Option (right to buy)
Robert Hadfield General Counsel and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2019 117,572 117,572 (0%) 0% 0 Common Stock
Laurence James Neil Cooper Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2019 446,428 1,964,503 (0%) 0% 0 Common Stock
Laurence James Neil Cooper Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.24 per share. 06 Jan 2019 165,178 1,799,325 (0%) 0% 2.2 369,999 Common Stock
Laurence James Neil Cooper Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2019 337,266 1,518,075 (0%) 0% 0 Common Stock
Laurence James Neil Cooper Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2019 531,813 531,813 - - Employee Stock Option (right to buy)
David Mauney President Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2019 250,733 250,733 - - Employee Stock Option (right to buy)
David Mauney President Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2019 159,010 217,672 (0%) 0% 0 Common Stock
Scott L. Tarriff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 126,700 126,700 - - Stock Option (right to buy)
Elan Ezickson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 80,214 80,214 (0%) 0% 0 Common Stock
Douglas W. Pagan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 63,350 63,350 - - Stock Option (right to buy)
Douglas W. Pagan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 40,107 40,107 (0%) 0% 0 Common Stock
Scott Braunstein None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 126,700 126,700 - - Stock Option (right to buy)
Kevin G. Lafond SVP, Treasurer & CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.87 per share. 29 Dec 2018 9,334 48,433 (0%) 0% 1.9 17,455 Common Stock
Kevin G. Lafond SVP, Treasurer & CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. 29 Dec 2018 13,100 57,767 (0%) 0% 1.7 21,746 Common Stock
Kevin G. Lafond SVP, Treasurer & CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. 29 Dec 2018 17,667 70,867 (0%) 0% 1.7 29,327 Common Stock
James A. Cannon None Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. 29 Dec 2018 4,315 383,050 (0%) 0% 1.7 7,163 Common Stock
James A. Cannon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2018 126,700 126,700 - - Stock Option (right to buy)
Laurence James Neil Cooper Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. 29 Dec 2018 42,920 1,223,143 (0%) 0% 1.7 71,247 Common Stock
Laurence James Neil Cooper Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. 29 Dec 2018 26,178 1,196,965 (0%) 0% 1.7 43,455 Common Stock
Laurence James Neil Cooper Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.87 per share. 29 Dec 2018 16,156 1,180,809 (0%) 0% 1.9 30,212 Common Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 05 Oct 2018 130,849 0 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 28 Sep 2018 1,295 130,849 - - Series 1 Preferred Stock
Elan Ezickson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Sep 2018 50,000 50,000 - - Stock Option (Right to Buy)
Douglas W. Pagan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Sep 2018 50,000 50,000 - - Stock Option (Right to Buy)
Scott Braunstein None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Sep 2018 50,000 50,000 - - Stock Option (Right to Buy)
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 31 Aug 2018 1,282 129,554 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 31 Jul 2018 1,270 128,272 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 29 Jun 2018 1,257 127,002 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 31 May 2018 1,245 125,745 - - Series 1 Preferred Stock
Laurence James Neil Cooper Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.41 per share. 05 May 2018 123,333 1,266,063 (0%) 0% 4.4 543,899 Common Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 30 Apr 2018 1,232 124,500 - - Series 1 Preferred Stock
Robert Hadfield General Counsel and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Apr 2018 150,000 150,000 - - Employee Stock Option (Right to Buy)
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 29 Mar 2018 1,220 123,268 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 28 Feb 2018 1,208 122,048 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 31 Jan 2018 1,196 120,840 - - Series 1 Preferred Stock
Kevin G. Lafond Vice Pres., Treasurer & CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2017 53,000 110,967 (0%) 0% 0 Common Stock
Kevin G. Lafond Vice Pres., Treasurer & CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.14 per share. 29 Dec 2017 9,333 88,534 (0%) 0% 4.1 38,639 Common Stock
Kevin G. Lafond Vice Pres., Treasurer & CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.14 per share. 29 Dec 2017 13,100 97,867 (0%) 0% 4.1 54,234 Common Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 29 Dec 2017 1,184 119,644 - - Series 1 Preferred Stock
Randal J. Kirk None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2017 25,000 25,000 - - Option to Purchase Common Stock
Scott L. Tarriff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2017 25,000 25,000 - - Option Grant (Right to Buy)
Wyche Fowler None Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.14 per share. 29 Dec 2017 6,882 156,446 (0%) 0% 4.1 28,491 Common Stock
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2017 17,258 163,328 (0%) 0% 0 Common Stock
Caesar J. Belbel COO, CLO, and Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.14 per share. 29 Dec 2017 31,450 229,101 (0%) 0% 4.1 130,203 Common Stock
Caesar J. Belbel COO, CLO, and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2017 87,000 260,551 (0%) 0% 0 Common Stock
Caesar J. Belbel COO, CLO, and Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.14 per share. 29 Dec 2017 21,667 207,434 (0%) 0% 4.1 89,701 Common Stock
James A. Cannon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2017 17,258 391,666 (0%) 0% 0 Common Stock
James A. Cannon None Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.14 per share. 29 Dec 2017 4,301 387,365 (0%) 0% 4.1 17,806 Common Stock
Michael Weiser None Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.14 per share. 29 Dec 2017 6,021 224,282 (0%) 0% 4.1 24,927 Common Stock
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2017 17,258 230,303 (0%) 0% 0 Common Stock
Murray Brennan None Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.14 per share. 29 Dec 2017 6,813 72,620 (0%) 0% 4.1 28,206 Common Stock
Murray Brennan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2017 17,258 79,433 (0%) 0% 0 Common Stock
Francois Lebel Executive Vice President R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2017 116,000 253,683 (0%) 0% 0 Common Stock
Francois Lebel Executive Vice President R&D Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.14 per share. 29 Dec 2017 21,667 200,566 (0%) 0% 4.1 89,701 Common Stock
Francois Lebel Executive Vice President R&D Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.14 per share. 29 Dec 2017 31,450 222,233 (0%) 0% 4.1 130,203 Common Stock
Laurence James Neil Cooper Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.14 per share. 29 Dec 2017 26,178 1,405,553 (0%) 0% 4.1 108,377 Common Stock
Laurence James Neil Cooper Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.14 per share. 29 Dec 2017 16,157 1,389,396 (0%) 0% 4.1 66,890 Common Stock
Laurence James Neil Cooper Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2017 348,000 1,431,731 (1%) 0% 0 Common Stock
James A. Cannon None Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.73 per share. 12 Dec 2017 20,000 387,502 (0%) 0% 2.7 54,600 Common Stock
James A. Cannon None Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.17 per share. 12 Dec 2017 13,094 374,408 (0%) 0% 4.2 54,602 Common Stock
James A. Cannon None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Dec 2017 20,000 0 - - Stock Option (right to buy)
Wyche Fowler None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Dec 2017 20,000 0 - - Stock Option (right to buy)
Wyche Fowler None Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.73 per share. 11 Dec 2017 20,000 161,870 (0%) 0% 2.7 54,600 Common Stock
Wyche Fowler None Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.20 per share. 11 Dec 2017 15,800 146,070 (0%) 0% 4.2 66,360 Common Stock
Michael Weiser None Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.73 per share. 08 Dec 2017 20,000 225,370 (0%) 0% 2.7 54,600 Common Stock
Michael Weiser None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Dec 2017 20,000 0 - - Stock Option (right to buy)
Michael Weiser None Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.43 per share. 08 Dec 2017 12,325 213,045 (0%) 0% 4.4 54,600 Common Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 30 Nov 2017 1,172 118,460 - - Series 1 Preferred Stock
Murray Brennan None Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.73 per share. 20 Nov 2017 20,000 74,814 (0%) 0% 2.7 54,600 Common Stock
Murray Brennan None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Nov 2017 20,000 0 - - Stock Option (right to buy)
Murray Brennan None Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.32 per share. 20 Nov 2017 12,639 62,175 (0%) 0% 4.3 54,600 Common Stock
Laurence James Neil Cooper Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 4.68 per share. 08 Nov 2017 6,440 1,083,731 (0%) 0% 4.7 30,139 Common Stock
David Mauney EVP and Chief Business Officer Purchase of securities on an exchange or from another person at price $ 4.68 per share. 08 Nov 2017 4,270 58,662 (0%) 0% 4.7 19,984 Common Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 31 Oct 2017 1,161 117,288 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 29 Sep 2017 1,149 116,127 - - Series 1 Preferred Stock
David Mauney EVP and Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Sep 2017 500,000 500,000 - - Employee Stock Option (Right to Buy)
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 31 Aug 2017 1,138 114,978 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 31 Jul 2017 1,127 113,840 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 30 Jun 2017 1,115 112,713 - - Series 1 Preferred Stock
Wyche Fowler None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Jun 2017 15,000 0 - - Stock Option (Right to Buy)
Wyche Fowler None Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.47 per share. 12 Jun 2017 13,980 141,870 (0%) 0% 5.5 76,471 Common Stock
Wyche Fowler None Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.85 per share. 12 Jun 2017 15,000 155,850 (0%) 0% 4.9 72,750 Common Stock
James A. Cannon None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Jun 2017 15,000 0 - - Stock Option (Right to Buy)
James A. Cannon None Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.85 per share. 12 Jun 2017 15,000 367,502 (0%) 0% 4.9 72,750 Common Stock
Michael Weiser None Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.85 per share. 12 Jun 2017 15,000 218,670 (0%) 0% 4.9 72,750 Common Stock
Michael Weiser None Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.47 per share. 12 Jun 2017 13,300 205,370 (0%) 0% 5.5 72,751 Common Stock
Michael Weiser None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Jun 2017 15,000 0 - - Stock Option (Right to Buy)
Murray Brennan None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Jun 2017 15,000 0 - - Stock Option (Right to Buy)
Murray Brennan None Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.47 per share. 12 Jun 2017 13,300 54,814 (0%) 0% 5.5 72,751 Common Stock
Murray Brennan None Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.85 per share. 12 Jun 2017 15,000 68,114 (0%) 0% 4.9 72,750 Common Stock
Caesar J. Belbel COO, CLO, and Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.11 per share. 01 Jun 2017 16,666 173,551 (0%) 0% 6.1 101,829 Common Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 31 May 2017 1,104 111,598 - - Series 1 Preferred Stock
Laurence James Neil Cooper Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.12 per share. 05 May 2017 132,000 1,077,291 (0%) 0% 7.1 939,840 Common Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 28 Apr 2017 1,094 110,494 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 31 Mar 2017 1,083 109,400 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 28 Feb 2017 1,072 108,317 - - Series 1 Preferred Stock
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2016 17,204 213,001 - - Common Stock
Michael Weiser None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2016 9,331 203,670 - - Common Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 30 Dec 2016 1,051 106,184 - - Series 1 Preferred Stock
Randal J. Kirk None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2016 17,204 139,513 - - Common Stock
Scott L. Tarriff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2016 25,000 25,000 - - Stock Option (Right to Buy)
Caesar J. Belbel COO, CLO, and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2016 94,350 211,884 - - Common Stock
Caesar J. Belbel COO, CLO, and Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2016 21,667 190,217 - - Common Stock
Wyche Fowler None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2016 10,664 140,850 - - Common Stock
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2016 17,204 151,514 - - Common Stock
Murray Brennan None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2016 10,558 53,114 - - Common Stock
Murray Brennan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2016 17,204 63,672 - - Common Stock
James A. Cannon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2016 17,204 359,167 - - Common Stock
James A. Cannon None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2016 6,665 352,502 - - Common Stock
Kevin G. Lafond Vice Pres., Treasurer & CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2016 39,300 67,300 - - Common Stock
Kevin G. Lafond Vice Pres., Treasurer & CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2016 9,333 57,967 - - Common Stock
Francois Lebel Executive Vice President R&D Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2016 21,667 137,683 - - Common Stock
Francois Lebel Executive Vice President R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2016 94,350 159,350 - - Common Stock
Laurence James Neil Cooper Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2016 17,292 1,209,291 - - Common Stock
Laurence James Neil Cooper Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2016 212,250 1,226,583 - - Common Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 30 Nov 2016 1,040 105,133 - - Series 1 Preferred Stock
Murray Brennan None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Nov 2016 15,000 0 - - Stock Option (Right to Buy)
Murray Brennan None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Nov 2016 15,000 59,951 - - Common Stock
Murray Brennan None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 25 Nov 2016 13,483 46,468 - - Common Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 31 Oct 2016 1,030 104,093 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 30 Sep 2016 1,020 103,063 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 31 Aug 2016 1,010 102,043 - - Series 1 Preferred Stock
Randal J. Kirk None Other type of transaction at price $ 0.00 per share. 29 Jul 2016 1,033 101,033 - - Series 1 Preferred Stock
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jul 2016 100,000 100,000 - - Series 1 Preferred Stock
Caesar J. Belbel COO, CLO, and Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 01 Jun 2016 6,667 117,534 - - Common Stock
Laurence James Neil Cooper Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 05 May 2016 116,667 1,014,333 - - Common Stock
James A. Cannon None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Apr 2016 15,000 0 - - Stock Option (right to buy)
James A. Cannon None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Apr 2016 15,000 341,963 - - Common Stock
Michael Weiser None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 19 Apr 2016 10,751 195,797 - - Common Stock
Michael Weiser None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Apr 2016 15,000 206,548 - - Common Stock
Michael Weiser None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Apr 2016 15,000 0 - - Stock Option (right to buy)
Wyche Fowler None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Apr 2016 15,000 146,004 - - Common Stock
Wyche Fowler None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 04 Apr 2016 11,694 134,310 - - Common Stock
Wyche Fowler None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Apr 2016 15,000 0 - - Stock Option (right to buy)
Murray Brennan None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Mar 2016 15,000 54,161 - - Common Stock
Murray Brennan None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Mar 2016 15,000 0 - - Employee Stock Option (right to buy)
Murray Brennan None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 10 Mar 2016 9,210 44,951 - - Common Stock
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 26,661 191,548 - - Common Stock
Michael Weiser None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2015 2,047 164,887 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 26,661 122,309 - - Common Stock
Scott L. Tarriff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 40,000 40,000 - - Stock Option (right to buy)
Caesar J. Belbel COO, CLO, and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 65,000 124,201 - - Common Stock
Wyche Fowler None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2015 2,340 111,026 - - Common Stock
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 26,661 131,004 - - Common Stock
Wyche Fowler None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2015 6,683 104,343 - - Common Stock
Murray Brennan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 26,661 39,161 - - Common Stock
James A. Cannon None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2015 1,462 304,479 - - Common Stock
James A. Cannon None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2015 4,177 300,302 - - Common Stock
James A. Cannon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 26,661 326,963 - - Common Stock
Kevin G. Lafond Vice Pres., Treasurer & CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 28,000 28,000 - - Common Stock
Francois Lebel Executive Vice President R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 65,000 65,000 - - Common Stock
Laurence James Neil Cooper Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 131,000 1,131,000 - - Common Stock
Caesar J. Belbel COO, CLO, and Secretary Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Nov 2015 153,333 59,201 - - Common Stock
Caesar J. Belbel COO, CLO, and Secretary Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Nov 2015 153,333 212,534 - - Common Stock
Caesar J. Belbel COO, CLO, and Secretary Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Nov 2015 153,333 76,667 - - Stock Option (right to buy)
Scott L. Tarriff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Sep 2015 4,186 4,186 - - Common Stock
Francois Lebel Executive Vice President R&D Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 Jun 2015 50,000 0 - - Common Stock
Francois Lebel Executive Vice President R&D Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jun 2015 50,000 50,000 - - Common Stock
Francois Lebel Executive Vice President R&D Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jun 2015 50,000 100,000 - - Stock Option (right to buy)
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 3,479,006 3,479,006 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 240 240 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 358,386 358,386 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 138,975 138,975 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 395,791 395,791 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 176,238 176,238 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 17,830,305 0 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 40,954 40,954 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 337,333 337,333 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 154,181 154,181 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 889,513 889,513 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 352,477 352,477 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 86,556 86,556 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 23,349 23,349 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 53,245 53,245 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 34,318 34,318 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 61,262 61,262 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 222,680 222,680 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 58,746 58,746 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 23,504 23,504 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 9,537 9,537 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 29,066 29,066 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 1,013,146 2,359,608 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 111,339 111,339 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2015 173,111 173,111 - - Common Stock
Murray Brennan None Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Jun 2015 5,837 12,500 - - Common Stock
Murray Brennan None Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Jun 2015 34,163 18,337 - - Common Stock
Kevin G. Lafond Vice Pres., Treasurer, & CAO Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Jun 2015 26,666 0 - - Common Stock
Kevin G. Lafond Vice Pres., Treasurer, & CAO Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Jun 2015 27,500 0 - - Common Stock
Kevin G. Lafond Vice Pres., Treasurer, & CAO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2015 3,334 3,334 - - Common Stock
Kevin G. Lafond Vice Pres., Treasurer, & CAO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2015 3,334 0 - - Stock Option (right to buy)
Kevin G. Lafond Vice Pres., Treasurer, & CAO Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Jun 2015 3,334 0 - - Common Stock
Kevin G. Lafond Vice Pres., Treasurer, & CAO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2015 27,500 55,000 - - Stock Option (right to buy)
Kevin G. Lafond Vice Pres., Treasurer, & CAO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2015 27,500 27,500 - - Common Stock
Caesar J. Belbel COO, CLO, and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2015 50,000 59,201 - - Common Stock
Laurence James Neil Cooper Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2015 1,000,000 1,000,000 - - Common Stock
Caesar J. Belbel EVP, CLO, and Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 22 Feb 2015 14,601 9,201 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Feb 2015 1,440,000 17,830,305 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2014 16,707 95,648 - - Common Stock
Timothy Mcinerney None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2014 8,633 372,120 - - Common Stock
Timothy Mcinerney None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2014 16,707 380,753 - - Common Stock
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2014 16,707 123,232 - - Common Stock
Wyche Fowler None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2014 9,866 113,366 - - Common Stock
Murray Brennan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2014 25,000 25,000 - - Stock Option (right to buy)
Michael Weiser None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2014 2,051 168,981 - - Common Stock
Michael Weiser None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2014 2,047 166,934 - - Common Stock
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2014 25,000 25,000 - - Stock Option (right to buy)
Caesar J. Belbel EVP, CLO, and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2014 175,000 175,000 - - Employee Stock Option (Right to Buy)
Caesar J. Belbel EVP, CLO, and Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2014 7,192 23,802 - - Common Stock
Jonathan Lewis Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2014 350,000 350,000 - - Employee Stock Option (Right to Buy)
Jonathan Lewis Director, CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2014 34,261 744,145 - - Common Stock
James A. Cannon None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2014 1,465 290,584 - - Common Stock
James A. Cannon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2014 16,707 301,124 - - Common Stock
James A. Cannon None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2014 6,167 284,417 - - Common Stock
Kevin G. Lafond Vice Pres., Treasurer, & CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2014 4,690 26,666 - - Common Stock
Kevin G. Lafond Vice Pres., Treasurer, & CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2014 75,000 75,000 - - Stock Option (right to buy)
Timothy Mcinerney None 08 Dec 2014 30,583 0 - - Common Stock Warrants (right to buy)
Timothy Mcinerney None 08 Dec 2014 30,583 364,046 - - Common Stock
Timothy Mcinerney None 15 Sep 2014 50,000 0 - - Common Stock Warrants (right to buy)
Timothy Mcinerney None 15 Sep 2014 50,000 333,463 - - Common Stock
Timothy Mcinerney None Other type of transaction at price $ 0.00 per share. 08 Sep 2014 26,366 283,463 - - Common Stock
Timothy Mcinerney None 08 Sep 2014 40,298 0 - - Common Stock Warrants (right to buy)
Timothy Mcinerney None 08 Sep 2014 40,298 309,829 - - Common Stock
Caesar J. Belbel EVP, CLO, and Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 22 Feb 2014 14,600 30,994 - - Common Stock
Jonathan Lewis Director, CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Jan 2014 25,674 0 - - Stock Option (right to buy)
Jonathan Lewis Director, CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Jan 2014 242,979 0 - - Stock Option (right to buy)
Jonathan Lewis Director, CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Jan 2014 25,674 535,427 - - Common Stock
Jonathan Lewis Director, CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Jan 2014 242,979 778,406 - - Common Stock
Michael Weiser None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2013 5,854 171,032 - - Common Stock
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2013 25,000 25,000 - - Stock Option (right to buy)
Randal J. Kirk Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2013 18,818 78,941 - - Common Stock
Timothy Mcinerney None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2013 2,047 269,531 - - Common Stock
Caesar J. Belbel EVP, CLO, and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2013 150,000 150,000 - - Employee Stock Option (Right to Buy)
Caesar J. Belbel EVP, CLO, and Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2013 7,193 45,594 - - Common Stock
Wyche Fowler None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2013 2,339 106,525 - - Common Stock
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2013 18,818 108,864 - - Common Stock
Jonathan Lewis Director, CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2013 15,023 509,753 - - Common Stock
Jonathan Lewis Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2013 300,000 300,000 - - Employee Stock Option (Right to Buy)
Murray Brennan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2013 25,000 25,000 - - Stock Option (right to buy)
James A. Cannon None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2013 2,927 292,049 - - Common Stock
Kevin G. Lafond Vice Pres., Treasurer, & CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2013 35,000 35,000 - - Stock Option (right to buy)
Kevin G. Lafond Vice Pres., Treasurer, & CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2013 4,690 31,356 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Oct 2013 2,857,143 16,390,305 - - Common Stock
Caesar J. Belbel EVP, CLO, and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2013 230,000 230,000 - - Employee Stock Option (Right to Buy)
Jonathan Lewis Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2013 330,000 330,000 - - Employee Stock Option (Right to Buy)
Kevin G. Lafond Vice Pres., Treasurer, & CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2013 82,500 82,500 - - Employee Stock Option (Right to Buy)
Jason A. Amello Executive Vice President & CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 08 May 2013 2,623 22,377 - - Common Stock
Caesar J. Belbel EVP, CLO, and Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 22 Feb 2013 5,400 52,787 - - Common Stock
Michael Weiser None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2012 1,904 176,886 - - Common Stock
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 17,546 178,790 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 17,546 60,123 - - Common Stock
Timothy Mcinerney None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 17,546 252,760 - - Common Stock
Caesar J. Belbel EVP, CLO, and Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2012 2,284 58,187 - - Common Stock
Caesar J. Belbel EVP, CLO, and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 150,000 150,000 - - Employee Stock Option (right to buy)
Caesar J. Belbel EVP, CLO, and Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2012 4,909 0 - - Common Stock (tax withholding right)
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 17,546 90,046 - - Common Stock
Jonathan Lewis Director, CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2012 21,475 524,776 - - Common Stock
Jonathan Lewis Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 300,000 300,000 - - Employee Stock Option (right to buy)
Jonathan Lewis Director, CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2012 14,715 546,251 - - Common Stock
Murray Brennan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 25,000 25,000 - - Stock Option (right to buy)
James A. Cannon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 17,546 277,623 - - Common Stock
James A. Cannon None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2012 1,465 276,158 - - Common Stock
Jason A. Amello Executive Vice President & CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 150,000 150,000 - - Employee Stock Option (right to buy)
Hagop Youssoufian President of R&D and CMO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2012 15,740 99,640 - - Common Stock
Hagop Youssoufian President of R&D and CMO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 180,000 180,000 - - Employee Stock Option (right to buy)
Hagop Youssoufian President of R&D and CMO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2012 6,919 92,721 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Nov 2012 3,636,926 13,533,162 - - Common Stock
Jason A. Amello Executive Vice President & CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2012 200,000 200,000 - - Employee Stock Option (right to buy)
Michael Weiser None 31 May 2012 35,566 0 - - Common Stock Warrants (right to buy)
Michael Weiser None 31 May 2012 35,566 189,088 - - Common Stock
Michael Weiser None Other type of transaction at price $ 0.00 per share. 31 May 2012 27,844 161,244 - - Common Stock
Timothy Mcinerney None 31 May 2012 20,767 0 - - Common Stock Warrants (right to buy)
Timothy Mcinerney None Other type of transaction at price $ 0.00 per share. 31 May 2012 16,258 235,214 - - Common Stock
Timothy Mcinerney None 31 May 2012 20,767 251,472 - - Common Stock
Jason A. Amello Executive Vice President & CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2012 25,000 25,000 - - Common Stock
Caesar J. Belbel EVP, CLO, and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Feb 2012 43,802 65,380 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jan 2012 1,923,075 9,896,236 - - Common Stock
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2011 17,577 153,522 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2011 17,577 42,577 - - Common Stock
Timothy Mcinerney None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2011 25,000 25,000 - - Stock Option (right to buy)
Caesar J. Belbel EVP, CLO, and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2011 21,578 21,578 - - Common Stock
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2011 25,000 25,000 - - Stock Option (right to buy)
Jonathan Lewis Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2011 102,781 581,991 - - Common Stock
Jonathan Lewis Director, CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2011 21,475 560,516 - - Common Stock
Richard E. Bagley Director, President, COO & Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2011 65,380 219,147 - - Common Stock
Richard E. Bagley Director, President, COO & Treasurer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Dec 2011 7,908 211,239 - - Common Stock
Murray Brennan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2011 25,000 25,000 - - Stock Option (right to buy)
James A. Cannon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2011 17,577 260,077 - - Common Stock
Hagop Youssoufian Executive VP, CMO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2011 65,380 115,380 - - Common Stock
Caesar J. Belbel EVP, Chief Legal Officer & Sec Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Sep 2011 200,000 200,000 - - Stock Options (right to buy)
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Aug 2011 38,294 1,346,462 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Aug 2011 153,478 1,000,000 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Aug 2011 197,376 1,197,376 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Aug 2011 110,792 1,308,168 - - Common Stock
Wyche Fowler None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Aug 2011 5,000 72,500 - - Common Stock, $.001 par value
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2011 116,112 116,112 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2011 444,892 561,004 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2011 285,518 846,522 - - Common Stock
Hagop Youssoufian Executive VP, CMO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2011 50,000 50,000 - - Common Stock
Hagop Youssoufian Executive VP, CMO Sale or transfer of securities back to the company at price $ 0.00 per share. 15 Jul 2011 250,000 250,000 - - Stock Options (right to buy)
Michael Weiser None Sale of securities on an exchange or to another person at price $ 0.00 per share. 25 May 2011 15,000 135,945 - - Common Stock, $.001 par value
Murray Brennan None Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 May 2011 15,000 52,500 - - Common Stock, $.001 par value
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Feb 2011 1,910,000 7,973,161 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2011 25,000 25,000 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Jan 2011 2,426,235 2,426,235 - - Common Shares
Randal J. Kirk Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Jan 2011 3,636,926 6,063,161 - - Common Stock
Randal J. Kirk Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2011 25,000 25,000 - - Option to Purchase Common Stock
Jonathan Lewis Director, CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 08 Jan 2011 15,190 479,510 - - Common Stock, $.001 par value
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2010 30,000 30,000 - - Stock Option (right to buy)
Timothy Mcinerney None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2010 30,000 30,000 - - Stock Option (right to buy)
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2010 30,000 30,000 - - Stock Option (right to buy)
Jonathan Lewis Director, CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 31 Dec 2010 150,000 150,000 - - Stock Option (right to buy)
Jonathan Lewis Director, CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2010 21,475 494,700 - - Common Stock, $.001 par value
Richard E. Bagley Director, President, COO & Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2010 100,000 100,000 - - Stock Option (right to buy)
Richard E. Bagley Director, President, COO & Treasurer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 31 Dec 2010 7,908 153,767 - - Common Stock, $.001 par value
Murray Brennan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2010 30,000 30,000 - - Stock Option (right to buy)
James A. Cannon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2010 30,000 30,000 - - Stock Option (right to buy)
Jonathan Lewis Director, CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 23 Sep 2010 128,850 516,175 - - Common Stock, $.001 par value
Richard E. Bagley Director, President, COO & Treasurer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 23 Sep 2010 47,450 161,675 - - Common Stock, $.001 par value
Timothy Mcinerney None Other type of transaction at price $ 0.00 per share. 14 Apr 2010 29,898 29,898 - - Warrants to purchase Common Stock
George B. Abercrombie None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Apr 2010 25,000 25,000 - - Common Stock
George B. Abercrombie None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Apr 2010 25,000 25,000 - - Stock Options
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2010 15,000 150,945 - - Common Stock, $.001 par value
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2010 15,000 15,000 - - Stock Options (right to buy)
Timothy Mcinerney None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2010 15,000 15,000 - - Stock Option (right to buy)
Timothy Mcinerney None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2010 15,000 230,705 - - Common Stock, $.001 par value
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2010 15,000 15,000 - - Stock Option (right to buy)
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2010 15,000 67,500 - - Common Stock, $.001 par value
Murray Brennan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2010 15,000 67,500 - - Common Stock, $.001 par value
Murray Brennan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2010 15,000 15,000 - - Stock Option (right to buy)
James A. Cannon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2010 15,000 242,500 - - Common Stock, $.001 par value
James A. Cannon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2010 15,000 15,000 - - Stock Option (right to buy)
Gary S. Fragin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2010 15,000 15,000 - - Stock Option (right to buy)
Gary S. Fragin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2010 15,000 67,500 - - Common Stock, $.001 par value
Jonathan Lewis Director, CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 08 Jan 2010 12,650 645,025 - - Common Stock, $.001 par value
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 7,500 7,500 - - Stock Options (right to buy)
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 7,500 135,945 - - Common Stock, $.001 par value
Timothy Mcinerney None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 7,500 7,500 - - Stock Option (right to buy)
Timothy Mcinerney None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 7,500 215,705 - - Common Stock, $.001 par value
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 7,500 52,500 - - Common Stock, $.001 par value
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 7,500 7,500 - - Stock Option (right to buy)
Jonathan Lewis Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 150,000 657,675 - - Common Stock, $.001 par value
Jonathan Lewis Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 150,000 150,000 - - Stock Option (right to buy)
Richard E. Bagley Director, President, COO & Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 50,000 50,000 - - Stock Option (right to buy)
Richard E. Bagley Director, President, COO & Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 50,000 209,125 - - Common Stock, $.001 par value
Murray Brennan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 7,500 7,500 - - Stock Option (right to buy)
Murray Brennan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 7,500 52,500 - - Common Stock, $.001 par value
James A. Cannon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 7,500 227,500 - - Common Stock, $.001 par value
James A. Cannon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 7,500 7,500 - - Stock Option (right to buy)
Gary S. Fragin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 7,500 52,500 - - Common Stock, $.001 par value
Gary S. Fragin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2009 7,500 7,500 - - Stock Option (right to buy)
Timothy Mcinerney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2009 25,000 25,000 - - Warrants to Purchase Common Stock
Timothy Mcinerney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2009 50,000 208,205 - - Common Stock, $.001 par value
James A. Cannon None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2009 175,000 220,000 - - Common Stock, $.001 par value
James A. Cannon None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2009 87,500 87,500 - - Warrants to Purchase common stock
Jonathan Lewis Director, CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 03 Dec 2009 47,625 507,375 - - Common Stock, $.001 par value
Richard E. Bagley Director, President, COO & Treasurer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 03 Dec 2009 15,875 159,125 - - Common Stock, $.001 par value
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Sep 2009 30,000 128,445 - - Common Stock, $.001 par value
Timothy Mcinerney None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Sep 2009 30,000 158,205 - - Common Stock, $.001 par value
Wyche Fowler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Sep 2009 30,000 45,000 - - Common Stock, $.001 par value
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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